Securities Law Advisory

Our specialized Team in Securities Laws provides wide ranging legal and transactional advisory services to Listed Companies, Investors and SEBI Registered Intermediaries viz. Stock Brokers, Fund Houses, Private Equity Players, etc. The Team also provides a single-point solution platform to all market intermediaries, listed companies and investors to deal with varied complex issues arising out of varied SEBI Regulations and Regulatory actions and also offers precautionary advice to avoid fallbacks. The Team has successfully handled more than 500 transactions of Listed Companies, Registered Intermediaries and other market players.

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Key Offerings

Advisory and Opinion

Advisory and Opinion in resolving complex issues related to Competition Act and Regulations thereunder....

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Handling Investment Related Issues Of Investors Including FPIs, AIFs, FVCFs, Family Offices And HNIs Etc.

Providing fund related advisory w.r.t. issues faced by investors vis-à-vis SEBI laws....

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Registration And Advisory for AIF; REITS InvITs And Other Funds Etc

Complete registration process including advisory on the structure, documentation including Trust Deeds, Private Placement...

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Appeals before Appellate Tribunal: Complete advisory

Drafting and filing of Appeal, representation before SAT, appointing, briefing and coordination with senior lawyers etc....

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Compounding & Settlement Advisory

Drafting of Settlement Application, representation before Internal Committee Meeting/ High Powered Advisory Committee Meet...

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Representations before Member, Adjudication Officer and Committees Including Stock Exchanges Committees

Representations before Member, Adjudication Officer and Committees Including Stock Exchanges Committees in matters related...

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SEBI Investigation, Inspections and Adjudication

Providing complete advisory including drafting of replies and representations in the matters related to summons issued by ...

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Securities Law Audit

carrying out exhaustive Audit of all SEBI registered intermediaries including stock brokers, Investment Advisers, Portfoli...

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Get In Touch

Ms. Deepika Vijay Sawhney

Partner & Head - Securities Law Services

deepika@indiacp.com

+91 9818316936

+91 11 40622229



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clients

Testimonials

Over the last couple of years Corporate Professionals has provided unwavering support to us with our business needs. Their knowledge in securities law is one of the finest and they provide out of the box solutions on varied legal issues and complexities.
Their team is highly professional and diligent and we feel confident to recommend CP to any Company looking for regulatory related corporate consultancy.

Mr. Ashish Mittal CFO

I have worked with CP on few transactions and I’m very pleased with their efficiency and professionalism and subject comprehension. I appreciate their clear and unbiased advice.

Mr. Naman Bagri Promoter

We have been availing advisory services from your esteem organization namely Corporate Professional on varied securities law issues for a very long time and have always been satisfied with their quick response, in-depth knowledge of the subject and excellent support services, In all the long association with the organization has been very fulfilling.

Mr. V.D. Aggarwal Director

It has been a pleasure dealing with Corporate Professionals. You guys are not only professional in you approach but also possess excellent knowledge of capital markets, SEBI and related issues.

Mr. Brij Gandhi Advisor (Commercial)

Corporate Professionals is a one of the great firm to work with, bringing expert knowledge, integrity and a very easy to work with approach. In each of our engagements with CP. We, management and the teams involved were able to collaborate very effectively on the projects from start to finish. In particular, the end results stood out in our minds.

Mr. Anil Sultan Chief Financial Officer Read More

We have had a relationship with Corporate Professionals for several years and, during this time, have received excellent services. They have consistently provided reliable insight and guidance in corporate and secretarial functions resulting in us viewing them as a trusted and valued partner.

Mr. Mohit Maheshwari Company Secretary
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