Review of policies and Formulation of Code of Conduct
Every Listed Company and market intermediaries needs to formulate a code of conduct to regulate, monitor and report trading by its Designated Persons. Additionally Companies need to formulate a code of practices and procedures for fair disclosure of UPSI. We can assist you in formulating these codes for adherence with law and in accordance with the Industry best practices as per the need of your organization.
Review of company codes/policies/procedurespertaining to insider trading, identify gaps and recommend the best practices.