SEBI Approvals & Exemptions under Securities Laws:

  • For many a corporate actions, merely the routine Approvals are not sufficient. Such actions mandate specialized Exemption Applications to be filed with Stock Exchanges/ SEBI. We have obtained many a SEBI & Stock Exchange Exemptions for our listed Clientele.
  • Situations like, imposition of penalties by the Stock Exchanges for any lapse of Listing Regulations/ any non compliance of ICDR Regulations, while making further allotments/ listing of unlisted past allotments/ Exemptions under the Listing Regulations/ Exemptions under the SEBI Takeover Regulations etc., require meticulous Exemption Applications to be filed with SEBI/ Stock Exchanges.
  • We follow a holistic approach in understanding the transaction and develop a solution based approach for the same.

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