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Career Opportunity
ASSOCIATE

Qualification: LL.B.

Experience: 2-3 Years

Department: Securities Law & Advisory

Locatoin: New Delhi

Work Type: Full Time

MAIN DUTIES/RESPONSIBILITIES:

  • Advising clients on investigations and inspections launched by SEBI/Stock Exchanges.
  • Preparing strategy as well replies/responses to notices/summons issued by SEBI/Stock Exchanges/Courts/Tribunals etc.
  • Appearing before SEBI Adjudicating Officer, Whole Time Members, Securities Appellate Tribunal, High Courts, Supreme Court, etc.
  • Preparing Settlement Applications under the Settlement Mechanism of SEBI.
  • Assisting clients in dealing with the potential regulatory issues under various SEBI regulations dealing with – Takeovers, Insider Trading, Capital Issues, Listing, Delisting, etc.
  • Advising and carrying out the procedures for setting up intermediaries under various SEBI regulations.
  • Advising on regulatory issues faced by intermediaries such as Stockbrokers, Commodity brokers, Mutual funds, Portfolio managers, FVCIs, Merchant bankers, Underwriters, FIIs, and Sub-accounts.
  • Carrying out compliance audit of the above-said market intermediaries.
  • Drafting/ Preparation of Informal guidance & takeover panel exemption application.
  • Preparing legal opinions/advisory notes on various legal/regulatory issues affecting listed companies/promoters and/or intermediaries registered with SEBI.
  • Conducting in-depth research for the matters stated above.

SKILLS

  • Good command of Corporate and Securities laws
  • Strong Interpretation and Research skills
  • Good Microsoft Office skills (Word, Excel, PowerPoint)
  • Good verbal and written communication
  • Ability to handle multiple clients/assignments
  • Ability to manage times of high workload successfully; works effectively under time pressure and meets timelines.
  • Strong networking and interpersonal skills
  • Good Microsoft Office skills (Word, Excel, PowerPoint)
  • Good verbal and written communication
  • Ability to handle multiple clients/assignments
  • Organized and able to meet deadlines

Salary Offered: The salary offered is the best in the industry.

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